Our corporate law attorneys assist startups, small businesses and investors in complying with federal and state laws relating to sale or purchase transactions of securities pursuant to federal and state exemptions from registration.

We assist our clients through the maze of private placement exemptions to help them comply with the appropriate SEC and state regulations. These exemptions include:

• Private Offering Exemption
• California Limited Offering Exemptions 25102(f), 25102(h) and 25102(n)
• Regulation D
• Regulation A
• Accredited Investor Exemption
• Intrastate Offering Exemption
• Exemption for sales of securities through employee benefit plans